Financial Services

Move fast without
breaking compliance.

Automate operations, reporting, and client servicing — with the audit trails and security controls financial regulators expect.

ServiceNow

Salesforce

Verified identity against compliance requirements

Slack

Flagged 2 exceptions for manual review

Salesforce

Updated onboarding status to Pending Review

Compliance agent

KYC & Compliance

3x faster client onboarding

3x

faster client onboarding

90%

faster fraud detection

100%

on-time regulatory filings

$2M

annual savings in operations

Financial Services Agents

See Financial Services agents in action.

Real workflows with tool requests, reasoning steps, and approval gates – exactly how they run in production.

Use Cases

AI agents for every Financial Services workflow

Purpose-built agents that understand your industry's tools, terminology, and compliance requirements.

Compliance & Risk

KYC & KYB automation

Client onboarding documents reviewed, verified, and flagged for exceptions — reducing manual review by 70%.

Regulatory filing automation

Regulatory reports compiled from source systems, validated against requirements, and submitted on schedule — every time.

Audit trail monitoring

Continuous monitoring of transactions and activities against compliance policies, with automated exception reporting.

Risk assessment intelligence

Real-time portfolio risk aggregation across positions, counterparties, and market conditions — surfaced in natural language.

Client Operations

Prospect account research

Company financials, news, competitive landscape, and relationship history synthesized into pre-meeting intelligence briefs.

RFP & proposal response

Institutional RFPs answered using your compliance-approved library of responses, past proposals, and current capabilities.

Trade settlement monitoring

Settlement exceptions detected, root causes identified, and resolution steps initiated — targeting T+0 settlement.

Client communication drafting

Market updates, portfolio reviews, and client correspondence drafted from approved templates and current market data.

Support & Service

Advisor support automation

Internal and external queries routed, answered with compliance-approved responses, and escalated when human judgment is needed.

Knowledge base management

Policies, procedures, and regulatory guidance kept up-to-date and instantly searchable by advisors and compliance teams.

Client inquiry resolution

Account questions, transaction inquiries, and service requests resolved with full audit trails and compliance logging.

Support analytics

Inquiry patterns, resolution times, and client satisfaction trends synthesized into actionable reports for leadership.

Reporting & Analytics

Portfolio performance reporting

Client portfolio performance, attribution analysis, and benchmark comparisons generated automatically on schedule.

Market intelligence briefings

Daily synthesis of market movements, sector trends, and relevant news — tailored to your portfolio and client base.

Fraud detection acceleration

Transaction patterns analyzed in real-time, anomalies flagged, and investigation dossiers prepared — 90% faster than manual review.

Regulatory change monitoring

New regulations, guidance updates, and enforcement actions tracked and assessed for impact on your operations.

Integrations

Connects to your entire Financial Services stack

100+ OAuth connectors — permissioned and secure. Your agents work across every tool your team already uses.

Salesforce
Salesforce
Bloomberg
Bloomberg
NetSuite
NetSuite
Slack
Slack
Gmail
Gmail
Google Sheets
Google Sheets
Confluence
Confluence
Jira
Jira
ServiceNow
ServiceNow
Zoom
Zoom
Google Meet
Google Meet
Microsoft 365
Microsoft 365
Google Docs
Google Docs
90+
more
End-to-End Workflows

Automation for your most critical Financial Services workflows

KYC Document Review

Client documents ingested, extracted, verified against requirements, and exceptions flagged — 3x faster onboarding.

Trade Exception Resolution

Failed trades detected, root causes identified, counterparties notified, and resolution tracked through completion.

Regulatory Report Generation

Source data pulled, validated, formatted to spec, and submitted on schedule — with full audit trail.

Client Meeting Intelligence

Pre-meeting briefs with portfolio performance, recent interactions, and talking points — assembled automatically.

Fraud Investigation Pipeline

Suspicious patterns detected, transaction histories compiled, and investigation packages prepared for review.

Market Morning Brief

Overnight market moves, portfolio impacts, and client-relevant news synthesized into a morning intelligence report.

FAQ

Frequently asked questions

AI agents automate compliance monitoring, trade settlement exception handling, KYC document review, regulatory filing preparation, and fraud detection workflows while maintaining full audit trails for regulators.

Yes. Coworker is SOC 2 Type II certified, GDPR compliant, and supports air-gapped deployments for regulated industries. All agent actions are logged with complete audit trails and require human approval for sensitive operations.

Coworker agents handle KYC document verification, regulatory report compilation, trade settlement exception detection, suspicious activity flagging, and compliance policy monitoring across your connected systems.

All data is encrypted at rest and in transit. Coworker supports VPC peering, private endpoints, regional data residency, and role-based access control. No financial data is used to train AI models.

Coworker integrates with Salesforce Financial Cloud, Bloomberg, Refinitiv, ServiceNow, Jira, Slack, and custom systems via API. Agents work within your existing compliance and security framework.

Deploy AI agents for Financial Services in minutes

Connect your tools, pick a workflow, and your first agent runs before you finish setup.